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Resources for Sarbanes-Oxley (SOX)Resources > SOX > ArticlesSub-Categories: Listings 1291 - 1300 of 1375:
Upstart Vendor Promises Compliance, Risk Management
Securityworks, a former consulting company, Monday will re-launch itself as a software vendor that offers specialized tools for managing security comp...
US audit regulator seeks changes to risk standards
The U.S. auditing industry's watchdog on Tuesday proposed changes to the way auditors assess and respond to risks at companies they audit. The Public ...
US charges auditors with Sarbanes-Oxley violation
The U.S. Securities and Exchange Commission on Thursday charged 37 firms and 32 audit partners with violating a key portion of the Sarbanes-Oxley corp...
US delays Sarbox demand for small companies
The SEC plans to give small companies more time to meet the compliance demands of section 404. The onerous rules on internal controls have not been...
US law ‘fails to protect’ corporate whistleblowers
The US federal law protecting corporate whistleblowers is failing to shield employees in the way that was intended, according to a non-profit group th...
US markets – more Sarbox delays, more Basel II changes?
US regulators and supervisors this week called for changes in the forthcoming US regulatory landscape. The Securities and Exchange Commission (SEC), A...
US rules drive away IPOs, says survey
America’s litigation environment, accounting rules and the Sarbanes-Oxley compliance law were the overwhelming factors driving companies away from the...
US SEC enforcement actions rose 14 pct in 2007
The U.S. Securities and Exchange Commission filed 14 percent more enforcement actions in fiscal 2007, due in part to a jump in cases involving market ...
US Treasury panel weighs in on audit industry
Finding experienced accountants and boosting competition among audit firms are two main issues the profession faces, U.S. Treasury panelists said on M...
US Treasury study shows restatements up, market reaction less 1997-2006 UPDATE
There were 18 times more corporate financial restatements in 2006 than in 1997, according to a study released by the US Treasury today, but they had l... |
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